The wealth advisor is the most trusted resource (or should be) for business owners. Now, what happens when these business owners are contemplating selling or exiting their business partially or completely? The wealth advisor could quickly refer a CPA or Attorney for tax or legal advice. However, when there is a liquidity event, millions are at stake, and having a trusted partner is crucial. Where do they turn when this happens?

This article touches on the benefits a Floating Rate fund could add to a Fixed Income portfolio, examples of Floating Rate Funds, and whether all Floating Rate Funds are equal. I’ll begin with a few definitions and context, but for those that are more visual we’ve added some charts toward the end.

When making an investment, is it important to fund the companies with your investment so they can create value? For example, Biotech and Healthcare, as an investor, would you prefer to fund Science and Innovation as well as take part in the potential upside of the stock price, or simply try to take part in the potential upside?